[Servercert-wg] : Ballot SC19 version 7: Alternative registration numbers for EV certificates

Fri May 17 10:05:45 MST 2019

Disig votes "YES" on Ballot SC19.

Regards
Peter

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Today's Topics:

   1. Voting Begins: Ballot SC19 version 7: Alternative
      registration numbers for EV certificates (Tim Hollebeek)

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Message: 1
Date: Mon, 13 May 2019 20:14:42 +0000
From: Tim Hollebeek <tim.hollebeek at digicert.com>
To: CA/B Forum Server Certificate WG Public Discussion List
	<servercert-wg at cabforum.org>
Subject: [Servercert-wg] Voting Begins: Ballot SC19 version 7:
	Alternative registration numbers for EV certificates
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	<MWHPR14MB15330B0A6CD7E2E96063CF2B830F0 at MWHPR14MB1533.namprd14.prod.outlook.com>

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Ballot SC17: Alternative registration numbers for EU certificates

Purpose of Ballot: Allow for the inclusion of additional information in 

certificates in order to comply with relevant EU regulations.

The following motion has been proposed by Tim Hollebeek of DigiCert and endorsed 

by Dimitris Zacharopoulos of Harica and Enrico Entshew of D-Trust.

Motivation:

Update to CAB Forum EV Guidelines to cater for alternative registration numbers 

caused by EU Legal Requirements:

i. The EU Regulation No 910/2014 (eIDAS
[https://eur-lex.europa.eu/eli/reg/2014/910/oj]) 

   defines regulatory requirements for certificates with an agreed quality level 

   called Qualified. This regulation specifies in Annex IV specific requirements 

   for "Qualified certificates for website authentication" including the 

   statement that the certificate shall contain: "for a legal person: the name 

   and, where applicable, registration number as stated in the official records,"

ii. It is understood that this requirement relates to validated attributes for 

   the identification of the certificate subject and hence is best fitted in the 

   subject's distinguished name. 

iii. In line with the regulatory framework ETSI has defined a general structure 

   for carrying "registration numbers" in TS 119 412-1 

   [https://www.etsi.org/standards-search#page=1&search=TS119412-1] clause 5.1.4. 

   This uses the X.520
[https://www.itu.int/rec/dologin_pub.asp?lang=e&id=T-REC-X.520-201210-S!!PDF
-E&type=items] 

   organizationIdentifier within the subject's distinguished name in line with its 

   stated purpose being "holds an identification of an organization different 

   from the organization name". This is used for ETSI requirements to carry 

   registration numbers for certificates, Qualified or otherwise.

iv. It is considered that this use of organizationIdentifier supports the primary 

   purpose of EV certificates as stated in section 2.1.1 of the EV Guidelines as 

   "other disambiguating information".

v. A recent EU delegated Regulation 2018/389 on secure communications for payment 

   services (RTS
[https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32018R0389]) 

   states in Article 34.2 that for Qualified Website certificates (QWACs) the 

   registration number required in eIDAS "shall be the authorisation number of the 

   payment service provider . or equivalent [reference made to earlier regulations 

   relating to banks]".

vi. ETSI has specified TS 119 495 

   [https://www.etsi.org/standards-search#page=1&search=TS119495]
requirements for 

   carrying PSD2 related registration numbers in the general structure for 

   registration numbers defined in TS 119 412-1 clause 5.1.4 as mentioned in

   iii. above.

vii. ETSI has endeavoured to ensure and always intended that requirements relating 

   to web site certificates at the Qualified level are in line with the CA/B Forum 

   EV Guidelines.

viii. This proposal only includes some of the Registration Schemes as used in 

   ETSI TS 119 412-1, which have clear validation rules (NTR, VAT, PSD) that provide 

   reasonable assurance in line with the EV Guidelines. The IPR for the semantics 

   of this scheme is proposed to be released to the CA/B Forum allowing it to 

   further extend the use of organizationIdentifier to include other Registration 

   Schemes (e.g. LEI) and corresponding validation rules, at the CA/B Forum's 

   discretion. Also, any further changes by ETSI to ETSI TS 119 412-1 will not 

   impact the CA/B Forum.

ix. Having found out that CA/B Forum's interpretation of EV Requirements in section 

   9.2.8 "Other Attributes" was not in line with those understood by ETSI experts, 

   ETSI would like to harmonise with CA/B Forum approach to carrying alternative 

   forms of registration number for PSD2 and other registration schemes.

b) CA/B Forum specific concerns are:

i. Requirements regarding Attributes to be included in the Subject DN need to be 

   explicitly covered in 9.2.

ii. Organisations may wish to identify OrganisationalUnits within their organisation.  

   It is unclear if this is currently allowed in the EV Guidelines (similar 

   ambiguity in section 9.2.8).

iii. There are objections to ETSI specific usage of the orgID field (no squatting).

iv. The procedures for validation of the attribute need to be clearly stated.

v. There may be other uses of the organizationIdentifier field in various PKIs, 

   however it is not considered to be a problem. Because of the unique semantics we 

   are specifying for each identifier, applications should be able to understand 

   different uses of the OrgID field by different issuers and users. There are many 

   different "PKIs" out there that can use all X.500 attributes differently and with 

   different validation or no validation at all. To the best of our knowledge, the 

   WebPKI has never used this subjectDN attribute before for Publicly-Trusted 

   Certificates. Thus there is no "conflict" by using this attribute in the EV 

   Guidelines for SSL/TLS Certificates, and perhaps later for EV Code Signing 

   Certificates.

vi. This use of organisationIdentifier must be extendable to allow for use by other 

   registration numbers allocated by different registration schemes. Some CAB Forum

   members have indicated interest in carrying registration numbers other than for 

   Incorporation within EV Certificates. This is catered for in the current proposal.

vii. There is interest by some CA/B Forum members in carrying LEIs within CA/B Forum 

   certificates but as yet the LEI registration scheme is not currently considered 

   sufficiently robust to be recognised as an registration numbering scheme to be 

   accepted by CA/B Forum. Therefore this proposal only introduces a limited set of 

   Registration Schemes (namely NTR, VAT, PSD) which have reasonably robust 

   validation rules.

viii. Some CA/B Forum members have indicated the possible need for multiple 

   identifiers in the subject name.  This, however, cannot be achieved using
X.520 

   organizationIdentifier which defined this attribute as being "SINGLE VALUE".  The 

   use of a single value has the advantage is it is clear what is the registration, 

   in addition to the company registration, which identifies the subject. 

---MOTION BEGINS---

Purpose of Ballot: Update to CAB Forum EV Guidelines to allow alternative 

   registration numbers 

Proposed Ballot for Changes to EVG 1.6.9

Add to section 4 definitions: 

"Legal Entity: A Private Organization, Government Entity, Business Entity, or 

   Non-Commercial Entity.

Registration Reference: A unique identifier assigned to a Legal Entity.

Registration Scheme: A scheme for assigning a Registration Reference meeting the 

   requirements identified in Appendix H."

Retitle Section 9.2 as "Subject Distinguished Name Fields".

Remove Section 9.2.2 and renumber sections 9.2.3 through 9.2.8 to 9.2.2 through 9.2.7.

Insert new section 9.2.8:

"9.2.8. Subject Organization Identifier Field

**Certificate field**: organizationIdentifier (OID: 2.5.4.97)

**Required/Optional**: Optional

**Contents**: If present, this field MUST contain a Registration Reference for a 

   Legal Entity assigned in accordance to the identified Registration Scheme.

The organizationIdentifier MUST be encoded as a PrintableString or UTF8String

(see RFC 5280).

The Registration Scheme MUST be identified using the following structure 

in the presented order:

* 3 character Registration Scheme identifier;

* 2 character ISO 3166 country code for the nation in which the Registration Scheme 

  is operated, or if the scheme is operated globally ISO 3166 code "XG"
shall be used;

* For the NTR Registration Scheme identifier, if required under Section 9.2.4, a two 

  character ISO 3166-2 identifier for the subdivision (state or province) of the nation 

  in which the Registration Scheme is operated, preceded by plus "+" (0x2B (ASCII), U+002B (UTF-8));

* a hyphen-minus "-" (0x2D (ASCII), U+002D (UTF-8));

* Registration Reference allocated in accordance with the identified Registration Scheme

Note: Registration References MAY contain hyphens, but Registration Schemes, ISO 3166 

  country codes, and ISO 3166-2 identifiers do not.  Therefore if more than one hyphen 

  appears in the structure, the leftmost hyphen is a separator, and the remaining hyphens 

  are part of the Registration Reference.

As in section 9.2.4, the specified location information MUST match the scope of the

registration being referenced.

Examples:

* NTRGB-12345678 (NTR scheme, Great Britain, Unique Identifier at Country level is 12345678)

* NTRUS+CA-12345678 (NTR Scheme, United States - California, Unique identifier at State level is 12345678)

* VATDE-123456789 (VAT Scheme, Germany, Unique Identifier at Country Level is 12345678)

* PSDBE-NBB-1234.567.890 (PSD Scheme, Belgium, NCA's identifier is NBB, Subject Unique Identifier assigned by the NCA is 1234.567.890)

Registration Schemes listed in Appendix H are currently recognized as valid under 

these guidelines.

The CA SHALL:

1. confirm that the organization represented by the Registration Reference is the 

   same as the organization named in the organizationName field as specified in 

   Section 9.2.1 within the context of the subject's jurisdiction as specified in 

   Section 9.2.4;

2. further verify the Registration Reference matches other information verified 

   in accordance with section 11; 

3. take appropriate measures to disambiguate between different organizations as 

   described in Appendix H for each Registration Scheme;

4. Apply the validation rules relevant to the Registration Scheme as specified 

   in Appendix H."

Insert new section 9.8 (renumbering following sections as necessary):

"9.8. Certificate Extensions

The extensions listed in the Section 9.8 are recommended for maximum interoperability 

between certificates and browsers / applications, but are not mandatory on the CAs 

except where indicated as "Required".  CAs may use other extensions that are not 

listed in this Section 9.8, but are encouraged to add them to this section by ballot 

from time to time to help increase extension standardization across the industry. 

If a CA includes an extension in a certificate that has a Certificate field which is 

named in this Section 9.8, the CA must follow the format specified in that subjection.  

However, no extension or extension format shall be mandatory on a CA unless 

specifically stated as "Required" in the subsection that describes the extension.

9.8.1. Subject Alternative Name Extension

**Certificate field:**  _subjectAltName:dNSName_

**Required/Optional:**  Required

**Contents:** This extension MUST contain one or more host Domain Name(s) owned or controlled 

by the Subject and to be associated with the Subject's server.  Such server MAY be owned and 

operated by the Subject or another entity (e.g., a hosting service).
Wildcard certificates 

are not allowed for EV Certificates.

9.8.2. CA/Browser Forum Organization Identifier Field

**Extension Name**: _cabfOrganizationIdentifier_ (OID: 2.23.140.3.1)

**Verbose OID**: {joint-iso-itu-t(2) international-organizations(23)
ca-browser-forum(140) 

              certificate-extensions(3) cabf-organization-identifier(1) }

**Required/Optional**: Optional (but see below)

**Contents**: If the subject:organizationIdentifier is present, this field SHOULD be present.  

Effective January 31, 2020, if the subject:organizationIdentifier field is present, 

this field MUST be present.

If present, this field MUST contain a Registration Reference for a 

Legal Entity assigned in accordance to the identified Registration Scheme.

The Registration Scheme MUST be encoded as described by the following ASN.1
grammar:

    id-CABFOrganizationIdentifier OBJECT IDENTIFIER ::= { joint-iso-itu-t(2)
international-organizations(23) ca-browser-forum(140)
certificate-extensions(3) cabf-organization-identifier(1) }

    ext-CABFOrganizationIdentifier EXTENSION ::= { SYNTAX CABFOrganizationIdentifier IDENTIFIED BY id-CABFOrganizationIdentifier }

    CABFOrganizationIdentifier ::= SEQUENCE {

        registrationSchemeIdentifier   PrintableString (SIZE(3)),

        registrationCountry            PrintableString (SIZE(2)),

        registrationStateOrProvince    [0] IMPLICIT PrintableString OPTIONAL
(SIZE(0..128)),

        registrationReference          UTF8String

    }

where the subfields and have the same meanings and restrictions described in Section 9.2.8.

The CA SHALL validate the contents using the requirements in Section 9.2.8."

Add new Appendix H - Registration Schemes

"The following Registration Schemes are currently recognised as valid under these 

guidelines:

**NTR**: The information carried in this field shall be the same as held in Subject 

   Registration Number Field as specified in 9.2.5 and the country code used in 

   the Registration Scheme identifier shall match that of the subject's jurisdiction 

   as specified in Section 9.2.4.

   Where the Subject Jurisdiction of Incorporation or Registration Field in
9.2.4 

   includes more than the country code, the additional locality information shall

   be included as specified in sections 9.2.8 and/or 9.8.1.

**VAT**: Reference allocated by the national tax authorities to a Legal Entity. This 

   information shall be validated using information provided by the national tax 

   authority against the organisation as identified by the Subject Organization 

   Name Field (see 9.2.1) and Subject Registration Number Field (see 9.2.5) within 

   the context of the subject's jurisdiction as specified in Section 9.2.4.

**PSD**: Authorization number as specified in ETSI TS 119 495 clause 4.4 allocated to a 

   payment service provider and containing the information as specified in 

   ETSI TS 119 495 clause 5.2.1.  This information SHALL be obtained directly from the 

   national competent authority register for payment services or from an information 

   source approved by a government agency, regulatory body, or legislation for this 

   purpose.  This information SHALL be validated by being matched directly or indirectly 

   (for example, by matching a globally unique registration number) against the 

   organisation as identified by the Subject Organization Name Field (see
9.2.1) and 

   Subject Registration Number Field (see 9.2.5) within the context of the subject's 

   jurisdiction as specified in Section 9.2.4.  The stated address of the organisation 

   combined with the organization name SHALL NOT be the only information used to 

   disambiguate the organisation."

---MOTION ENDS---

*** WARNING ***: USE AT YOUR OWN RISK.  THE REDLINE BELOW IS NOT THE OFFICIAL VERSION 

OF THE CHANGES (CABF Bylaws, Section 2.4(a)):

A comparison of the changes can be found at: 

https://github.com/cabforum/documents/compare/Ballot-SC17---Alternative-regi
stration-numbers-for-EV-certificates?diff=unified&expand=1

Changes since version 5:

1. Remove Registration Reference Provider.

2. Note that Registration References MAY contain hyphens, and clarify that the first hyphen is the separator.

3. Fix cross-references in Appendix H.

A comparison of the changes since version 5:

https://github.com/cabforum/documents/compare/28764a1..a29069d

The procedure for approval of this ballot is as follows:

Discussion (7+ days)

Start Time: May 6, 2019 4:00pm Eastern

End Time: May 13, 2019 4:15pm Eastern

Vote for approval (7 days)

Start Time: May 13, 2019 4:15pm Eastern

End Time: May 20, 2019 4:15pm Eastern

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